Their aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. FCA regulatory systems can now be found at: The Prudential Regulation Authority (PRA) can be found at.uk The PRA is a.
In January 2015, forex broker Alpari UK applied for insolvency after the Swiss National Bank s surprise decision to abandon the peg against the euro. The.
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FSA. Responsible for the regulation of UK financial system.
The Financial Services Register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential.
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It sets standards and supervises financial institutions at the level of the individual firm. PRA information you may find useful.
Unlike offshore companies, FSA regulated brokers can t spend clients money to cover their expenses. They must keep all clients funds in segregated accounts with.
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The FSA has now become two separate regulatory authorities and this site is no longer updated. Archived versions of the FSA site are available at the. National Archives. The new regulatory authorities and a description of their responsibilities is below.
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Certain Registration and Regulatory Requirements of the CFTC. It is illegal for entities to solicit, accept offers, offer to or enter into commodity options transactions (for example, foreign currencies, metals such as gold and silver, and agricultural products such as.